Define: 409A Change in Control

What does "409A Change in Control" mean? The meaning differs based on the contract. We found 2 definitions across 2 companies in SEC filings.

Definition 1 (Edwards Lifesciences Corp, seen in 1 filing)

409A Change in Control means a Change in Control provided, however, that a transaction shall not constitute a 409A Change in Control unless it is a change in the ownership or effective control of the Company, or a change in the ownership of a substantial portion of the assets of the Company within the meaning of Section 409A of the Code.

Source: Edwards Lifesciences Corp 10-K

Definition 2 (Dell Technologies Inc., seen in 1 filing)

409A Change in Control means a Change in Control that constitutes a change in control event (within the meaning of Section 409A of the Code).

Source: Dell Technologies Inc. 10-Q

Data extracted from 3 SEC EDGAR filings across 2 companies. Source: Material contracts (Exhibit 10) filed under Regulation S-K.

This page presents definitions found in actual SEC filings for informational purposes. The specific definition appropriate for your contract may vary based on jurisdiction, industry, and specific circumstances. Consult with a qualified attorney for legal advice.

Occurrences: 3
Companies: 2
Keywords:
409A Change in Controldefinitioncontract languagelegal termSEC filing

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